| Account Opening Form – Individual / Joint Account |
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| Account Opening Form – Corporate Account |
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| Client Agreement |
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| “Assess a Client’s Knowledge of Derivatives” Form |
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| Risk Disclosure Statement |
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| New / Change of Specimen Signature |
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| Agreement for Securities Margin Trading |
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| Standing Authority - Client Securities and Securities Collateral & Declaration for Group Related Margin Accounts |
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| W-8BEN - Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals) |
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| W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) |
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| Change of Account Information Form |
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| Change of Investment and Financial Information |
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| Addition/Deletion of E-mail Address for Electronic Statement Services |
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| Standing Instruction - Election of Scrip Dividend for Hong Kong Listed Stocks |
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| Electronic Services Application/Cancellation Form |
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| Trade Settlement Instruction Form |
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| Fund Deposit - Securities or Stock Options Accounts |
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| Securities Transfer between Securities and Stock Options Account |
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| Securities Deposit and Withdrawal - Hong Kong Listed Securities |
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| Securities Margin Trading - List of Eligible Securities |
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| Conversion Form |
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| Fund Withdrawal |
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| Closing of Account |
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| Settlement Information |
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