Trade-related Services - Hong Kong Equities (Included HKD & Non-HKD denominated Equities)

Standard Commission

Commission

0.25% (min. fee equivalent to HKD 100 per trade)

Exchange Fees and Other Levies

Stamp Duty

0.1% on gross consideration
(Rounded up to the nearest dollar)

Transaction Levy

0.003% on gross consideration

Trading Fee

0.005% on gross consideration

Clearing Fee

0.002% on gross consideration
(min. fee equivalent to HKD 2;
max. fee equivalent to HKD 100)

IPO Subscription Fees and Other Charges

Subscription Fee

HKD 100 (HKD-denominated Equities)
RMB 100 (RMB-denominated Equities)

Brokerage Fee

1.00%

SFC Transaction Levy

0.003%

Stock Exchange Trading Fee

0.005%

Scrip Handling And Settlement-related Services - Hong Kong Equities (Included HKD & Non-HKD denominated Equities)

Stock Deposit (physical)

HKD 5 (Per cert. or T/D)

Stock Deposit via CCASS Settlement Instructions (SI)

FREE

Stock Deposit via CCASS Investor Settlement Instructions (ISI)

FREE

Stock Withdrawal (physical)

HKD 3.5 per board lot ** (min. HKD 30 per stock per transaction)

Stock Withdrawal via CCASS Settlement Instructions (SI)

HKD 100 per stock per transaction

Stock Withdrawal via CCASS Investor Settlement Instructions (ISI)

FREE

Nasdaq HK - Stock Withdrawal / Handling Fee

HKD 750 per instruction + out of pocket expenses incurred by HKSCC*

Withdrawal of Sales Proceeds on Physical Share Deposit(s)

Normal Processing: FREE
Express Processing (subject to approval by the respective Registrar): registration fee of HKD 20 per certificate + handling fee of HKD 100 per stock per transaction

Listed ELI Exercise Fee

Cash Settlement: HKD 50 per transaction
Physical Settlement: HKD 80 per transaction + 0.1% stamp duty

Others

Please call our hotline (852) 2804-2968 or your Investment Representative

Trade-related Services - US Equities

Standard Commission

Commission

0.25% (min. fee equivalent to USD 25 per trade)

Other Charges

Securities Fee

0.00224% on gross consideration
(For sale trade only, minimum USD 0.01)

Account Maintenance

Issue of statements over 3 months old

HKD 25 per statement request

Confirmation for Audit Purposes

HKD 50 per confirmation request

Monthly Account Administration Fee *

HKD 10

Others

Please call our hotline (852) 2804-2968 or your Investment Representative

Nominee Services and Corporate Actions

Hong Kong Equities

Cash / Scrip Dividend Collection

For HKD: 0.5% on dividend amount (min. HKD 30, max. HKD 15,000)
All other currencies: 0.5% on dividend amount (min. USD 20)

Bonus Shares Collection

HKD 30 per stock per transaction

Claims for Dividend, Bonus, Rights Entitlements

CCASS fee: 0.12% of cash amount + HKD 200 per stock per transaction+ handling fee of HKD 400 per stock

Corporate Action Fee (e.g. Warrants Conversion, Rights Subscriptions, Redemption, Cash Offer and Open Offer)

HKD 1 per board lot** + handling fee of HKD 100 (max. HKD 10,000 per transaction)

Share Registration and Transfer Fee

HKD 1.50 per board lot** (for book close dates and event dates of corporate actions)

Handling Fee for Voting Instruction (e.g. AGM, EGM/ SGM etc.)

HKD 100

RMB-denominated Equities

Cash / Scrip Dividend Collection

0.5% on dividend amount (min. RMB 25; max. RMB 12,500)

Bonus Shares Collection

RMB 25 per stock per transaction

Claims for Dividend, Bonus, Rights Entitlements

CCASS fee: 0.12% of cash amount + RMB 160 per stock per transaction + handling fee of RMB 320 per stock

Corporate Action Fee (e.g. Warrants Conversion, Rights Subscriptions, Redemption, Cash Offer and Open Offer)

HKD 1 per board lot (charged in RMB)** + handling fee of RMB 80 (max. RMB 8,500 per transaction)

Share Registration and Transfer Fee

HKD 1.50 per board lot (charged in RMB)** (for book close dates and event dates of corporate actions)

Handling Fee for Voting Instruction (e.g. AGM, EGM/ SGM etc.)

RMB 80

Hong Kong Debt Securities

Bonds Interest Collection

0.5% on interest amount (min. HKD 30, max. HKD 15,000)

Redemption Collection

HKD 100 per transaction

Others

Please call our hotline (852) 2804-2968 or your Investment Representative

Financing Charges and Overdue Interest

Hong Kong Dollar (cash client)

HK Dollar Prime Rate + 10% or HIBOR + 12.5% (whichever is higher)

US Dollar (cash client)

US Dollar Prime Rate + 5% or LIBOR + 7% (whichever is higher)

Payment Charges

HKD Cash Withdrawal to client's designated bank in HK

FREE

HKD Cash Withdrawal to other banks in HK

HKD 80 per transaction

HKD Cash Withdrawal to overseas banks

HKD 260 per transaction

RMB Cash Withdrawal to banks in HK

Equivalent to HKD 50 per transaction

RMB Cash Withdrawal to overseas banks

Equivalent to HKD 260 per transaction

USD Cash Withdrawal to bank account in HK

HKD 50 per transaction to HK bank

USD Cash Withdrawal to bank account in US

USD 20 per transaction to US bank

USD Cash Withdrawal (by T/T – Select Investment absorbs outward and inward remittance charge)

USD 50

Cash Withdrawal of other currencies

According to out of pocket expenses incurred**

Returned Cheque

HKD Returned Cheque

HKD 150

RMB Returned Cheque

Equivalent to HKD 150