Schedule of Commission and Service Charges
Fee Schedule
Trade-related Services - Hong Kong Equities (Included HKD & Non-HKD denominated Equities) |
|
Standard Commission |
|
Commission |
0.25% (min. fee equivalent to HKD 100 per trade) |
Exchange Fees and Other Levies |
|
Stamp Duty |
0.1% on gross consideration |
Transaction Levy |
0.003% on gross consideration |
Trading Fee |
0.005% on gross consideration |
Clearing Fee |
0.002% on gross consideration |
IPO Subscription Fees and Other Charges |
|
Subscription Fee |
HKD 100 (HKD-denominated Equities) |
Brokerage Fee |
1.00% |
SFC Transaction Levy |
0.003% |
Stock Exchange Trading Fee |
0.005% |
Scrip Handling And Settlement-related Services - Hong Kong Equities (Included HKD & Non-HKD denominated Equities) |
|
Stock Deposit (physical) |
HKD 5 (Per cert. or T/D) |
Stock Deposit via CCASS Settlement Instructions (SI) |
FREE |
Stock Deposit via CCASS Investor Settlement Instructions (ISI) |
FREE |
Stock Withdrawal (physical) |
HKD 3.5 per board lot ** (min. HKD 30 per stock per transaction) |
Stock Withdrawal via CCASS Settlement Instructions (SI) |
HKD 100 per stock per transaction |
Stock Withdrawal via CCASS Investor Settlement Instructions (ISI) |
FREE |
Nasdaq HK - Stock Withdrawal / Handling Fee |
HKD 750 per instruction + out of pocket expenses incurred by HKSCC* |
Withdrawal of Sales Proceeds on Physical Share Deposit(s) |
Normal Processing: FREE |
Listed ELI Exercise Fee |
Cash Settlement: HKD 50 per transaction |
Others |
Please call our hotline (852) 2804-2968 or your Investment Representative |
* Communication cost, third party expenses such as depository charges, corporate action charges, tax expenses etc. which are separately billed at cost
** Odd lots are charged as board lots
Trade-related Services - US Equities |
|
Standard Commission |
|
Commission |
0.25% (min. fee equivalent to USD 25 per trade) |
Other Charges |
|
Securities Fee |
0.00224% on gross consideration
|
Account Maintenance |
|
Issue of statements over 3 months old |
HKD 25 per statement request |
Confirmation for Audit Purposes |
HKD 50 per confirmation request |
Monthly Account Administration Fee * |
HKD 10 |
Others |
Please call our hotline (852) 2804-2968 or your Investment Representative |
* The Monthly Account Administration Fee is applicable for certain securities account.
Nominee Services and Corporate Actions |
|
Hong Kong Equities |
|
Cash / Scrip Dividend Collection |
For HKD: 0.5% on dividend amount (min. HKD 30, max. HKD 15,000) |
Bonus Shares Collection |
HKD 30 per stock per transaction |
Claims for Dividend, Bonus, Rights Entitlements |
CCASS fee: 0.12% of cash amount + HKD 200 per stock per transaction+ handling fee of HKD 400 per stock |
Corporate Action Fee (e.g. Warrants Conversion, Rights Subscriptions, Redemption, Cash Offer and Open Offer) |
HKD 1 per board lot** + handling fee of HKD 100 (max. HKD 10,000 per transaction) |
Share Registration and Transfer Fee |
HKD 1.50 per board lot** (for book close dates and event dates of corporate actions) |
Handling Fee for Voting Instruction (e.g. AGM, EGM/ SGM etc.) |
HKD 100 |
RMB-denominated Equities |
|
Cash / Scrip Dividend Collection |
0.5% on dividend amount (min. RMB 25; max. RMB 12,500) |
Bonus Shares Collection |
RMB 25 per stock per transaction |
Claims for Dividend, Bonus, Rights Entitlements |
CCASS fee: 0.12% of cash amount + RMB 160 per stock per transaction + handling fee of RMB 320 per stock |
Corporate Action Fee (e.g. Warrants Conversion, Rights Subscriptions, Redemption, Cash Offer and Open Offer) |
HKD 1 per board lot (charged in RMB)** + handling fee of RMB 80 (max. RMB 8,500 per transaction) |
Share Registration and Transfer Fee |
HKD 1.50 per board lot (charged in RMB)** (for book close dates and event dates of corporate actions) |
Handling Fee for Voting Instruction (e.g. AGM, EGM/ SGM etc.) |
RMB 80 |
Hong Kong Debt Securities |
|
Bonds Interest Collection |
0.5% on interest amount (min. HKD 30, max. HKD 15,000) |
Redemption Collection |
HKD 100 per transaction |
Others |
Please call our hotline (852) 2804-2968 or your Investment Representative |
**Odd lots are charged as board lots
Financing and Other Services |
|
Financing Charges and Overdue Interest |
|
Hong Kong Dollar (cash client) |
HK Dollar Prime Rate + 10% or HIBOR + 12.5% (whichever is higher) |
US Dollar (cash client) |
US Dollar Prime Rate + 5% or LIBOR + 7% (whichever is higher) |
Payment Charges |
|
HKD Cash Withdrawal to client's designated bank in HK |
FREE |
HKD Cash Withdrawal to other banks in HK |
HKD 80 per transaction |
HKD Cash Withdrawal to overseas banks |
HKD 260 per transaction |
RMB Cash Withdrawal to banks in HK |
Equivalent to HKD 50 per transaction |
RMB Cash Withdrawal to overseas banks |
Equivalent to HKD 260 per transaction |
USD Cash Withdrawal to bank account in HK |
HKD 50 per transaction to HK bank |
USD Cash Withdrawal to bank account in US |
USD 20 per transaction to US bank |
USD Cash Withdrawal (by T/T – Select Investment absorbs outward and inward remittance charge) |
USD 50 |
Cash Withdrawal of other currencies |
According to out of pocket expenses incurred** |
Returned Cheque |
|
HKD Returned Cheque |
HKD 150 |
RMB Returned Cheque |
Equivalent to HKD 150 |
** Communication cost, third party expenses such as depository charges, corporate action charges, tax expenses etc. which are separately billed at cost
Commission, fees and charges are subject to changes without notice.